Mutual Fund Advertising
Sub-Title:
Improving How Regulators Communicate New Rule Interpretations to Industry Would Further Protect InvestorsAuthor:
Alicia Puente CackleyPublisher:
DIANE Publishing CompanyPublication Date:
02-23-2013ISBN:
9781437960006Pages:
58Subjects:
BusinessAvailable as:
Paperback, 9781437960006Description:
Mutual funds are one of the most widely held investment products by Americans and advertising is one method by which investors may obtain information on funds. The Dodd-Frank Wall Street Reform and Consumer Protection Act required this review of mutual fund advertising, focusing on the advertising of past performance information. This report examines (1) what is known about the impact of fund advertisements on investors; (2) the extent to which performance information is included in advertisements; and (3) the regulatory requirements for fund advertisements and how they are administered and enforced. Includes recommendations. Tables. this is a print on demand report.
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