Investment Advisors Legal and Compliance Guide 2E
Walsh, John H.
|Publication Date:||Jul 2013|
| Publisher:||Wolters Kluwer Law & Business|
| Book Format:||Loose-leaf|
|List Price:||USD $445.00|
| Book Description: |
Investment Adviser's Legal and Compliance Guide, Second Edition is aninvaluable guide written to assist attorneys and advisers in both draftingtheir policies and procedures and reviewing them annually. In addition, thebook serves as a practical tool for