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Security Regulation: Opportunities Exist to Improv... - a book by US Government Accountability Office

Security Regulation: Opportunities Exist to Improve SEC's Oversight of the Financial Industry Regulatory Authority

Security Regulation: Opportunities Exist to Improve SEC's Oversight of the Financial Industry Regulatory Authority( )
Author: US Government Accountability Office,
ISBN:978-1-4921-0470-4
Publication Date:Aug 2013
Publisher:CreateSpace Independent Publishing Platform
Book Format:Paperback
List Price:USD $15.99
Book Description:

Congress established SEC in 1934 to enforce the Securities Act of 1933 and the Exchange Act. SEC's mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation by overseeing key participants in the securities markets, including SROs, securities broker-dealers, investment advisers, and mutual funds.

Book Details
Pages:40
Physical Dimensions (W X L X H):8.5 x 11 x 0.1 Inches
Book Weight:0.34 Pounds

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