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Wiley Series 10 Exam Review 2013 + Test Bank - a book by The Securities Institute of America. Inc.

Wiley Series 10 Exam Review 2013 + Test Bank

The General Securities Sales Supervisor Qualification Examination General Module

Wiley Series 10 Exam Review 2013 + Test Bank( )
Author: The Securities Institute of America. Inc.,
Series title:Wiley FINRA Ser.
ISBN:978-1-118-67564-9
Publication Date:Sep 2013
Publisher:John Wiley & Sons, Incorporated
Book Format:Ebook
List Price:Contact Supplier contact
Book Description:

The go-to guide to acing the Series 10 Exam!

Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers hiring, qualification, and continuing education; supervision of accounts and sales activities; conduct of associated persons; recordkeeping...
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