Wiley Series 10 Exam Review 2013 + Test Bank
The General Securities Sales Supervisor Qualification Examination General Module
||Securities Institute of America. Inc., Staff, |
|Series title:||Wiley FINRA Ser.|
|Publication Date:||Sep 2013|
| Publisher:||John Wiley & Sons, Incorporated|
| Book Format:||Ebook|
|List Price:||Contact Supplier contact
| Book Description: |
The go-to guide to acing the Series 10 Exam!
Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers hiring, qualification, and continuing education; supervision of accounts and sales activities; conduct of associated persons; recordkeeping...