Wiley Series 55 Exam Review 2013 + Test Bank
The Equity Trader Qualification Examination
||The Securities Institute of America. Inc., |
|Series title:||Wiley FINRA Ser.|
|Publication Date:||Aug 2013|
| Publisher:||John Wiley & Sons, Incorporated|
| Book Format:||Ebook|
|List Price:||Contact Supplier contact
| Book Description: |
The go-to guide to acing the Series 55 Exam!
Passing the Equity Trader Qualification Exam (Series 55) qualifies an individual to trade equity and convertible debt securities on a principal or agency basis, after having passed either the Series 62 or Series 7 Exam. Topics covered in the test include NASDAQ and over-the-counter securities, quotation and market maker requirements, regulation of the national market system, trading and market halts, prearranged and...