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Wiley Series 63 Exam Review 2013 + Test Bank - a book by The Securities Institute of America. Inc.

Wiley Series 63 Exam Review 2013 + Test Bank

The Uniform Securities Examination

Wiley Series 63 Exam Review 2013 + Test Bank( )
Author: The Securities Institute of America. Inc.,
Series title:Wiley FINRA Ser.
ISBN:978-1-118-67559-5
Publication Date:Jul 2013
Publisher:John Wiley & Sons, Incorporated
Book Format:Ebook
List Price:Contact Supplier contact
Book Description:

Uniform Securities Exam (Series 63)  is designed to qualify candidates as securities agents. The examination covers the principles of state securities regulation reflected in the Uniform Securities Act. Topics Covered:
  • State Securities Acts and Related Rules
  • Ethical Practices and Fiduciary Obligations
Test: 65 multiple-choice questions, 5 of which are experimental. Candidate must correctly answer at least 43 of the 60...
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