Wiley Series 9 Exam Review 2013 + Test Bank
The General Securities Sales Supervisor Qualification Examination
||The Securities Institute of America. Inc., |
|Series title:||Wiley FINRA Ser.|
|Publication Date:||Sep 2013|
| Publisher:||John Wiley & Sons, Incorporated|
| Book Format:||Ebook|
|List Price:||Contact Supplier contact
| Book Description: |
The go-to guide to acing the Series 9 Exam!
Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise a firm's sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers the full range of topics related to options regulation. All candidates must have passed the Series 7 prior to taking the Series...