The RIA's Compliance Solution Book Answers for the Critical Questions |
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| Author:
| Demby, Elayne Robertson |
| Series title: | Bloomberg Financial Ser. |
| ISBN: | 978-1-57660-192-1 |
| Publication Date: | May 2006 |
| Publisher: | John Wiley & Sons, Incorporated
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| Imprint: | Bloomberg Press |
| Book Format: | Hardback |
| List Price: | AUD $132.95 |
Book Description:
|
Registered investment advisers are accustomed to regulatory scrutiny. But the pressure to understand changing compliance regulations and to meet the requirements they impose has never been more intense.
Registered investment advisers are accustomed to regulatory scrutiny. But the pressure to understand changing compliance regulations and to meet the requirements they impose has never been more intense.