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Investment Advisors Legal and Compliance Guide 2E

Investment Advisors Legal and Compliance Guide 2E( )
Author: Omalley,
Walsh, John H.
Publication Date:Jul 2013
Publisher:Wolters Kluwer Law & Business
Book Format:Loose-leaf
List Price:USD $479.00
Book Description:

Investment Adviser's Legal and Compliance Guide, Second Edition is aninvaluable guide written to assist attorneys and advisers in both draftingtheir policies and procedures and reviewing them annually. In addition, thebook serves as a practical tool for

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