Wiley Series 63 Exam Review 2013 + Test Bank The Uniform Securities Examination |
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| Author:
| The Securities Institute of America, Inc., |
| Series title: | Wiley FINRA Ser. |
| ISBN: | 978-1-118-67118-4 |
| Publication Date: | Jul 2013 |
| Publisher: | John Wiley & Sons, Incorporated
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| Imprint: | Wiley |
| Book Format: | Paperback |
| List Price: | USD $79.95 |
Book Description:
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Uniform Securities Exam (Series 63) is designed to qualify candidates as securities agents. The examination covers the principles of state securities regulation reflected in the Uniform Securities Act. Topics Covered:
- State Securities Acts and Related Rules
- Ethical Practices and Fiduciary Obligations
Test: 65 multiple-choice questions, 5 of which are experimental. Candidate must correctly answer at least 43 of the 60 scored questions....
More DescriptionUniform Securities Exam (Series 63) is designed to qualify candidates as securities agents. The examination covers the principles of state securities regulation reflected in the Uniform Securities Act.
Topics Covered:
- State Securities Acts and Related Rules
- Ethical Practices and Fiduciary Obligations
Test: 65 multiple-choice questions, 5 of which are experimental. Candidate must correctly answer at least 43 of the 60 scored questions. Each book is accompanied by an online test bank with 127 questions, organized by chapter. The questions included in the book have been included in this online test bank
Pre-requisites: In order to conduct securities business, many states require that an agent successfully complete the Series 63, in addition to obtaining a Series 6, 7, or 62 registration, but a candidate is not required to have any other professional qualifications prior to taking the Series 63 exam.