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Wiley Series 9 Exam Review 2013 + Test Bank

The General Securities Sales Supervisor Qualification Examination

Wiley Series 9 Exam Review 2013 + Test Bank( )
Author: The Securities Institute of America. Inc.,
Series title:Wiley FINRA Ser.
ISBN:978-1-118-67568-7
Publication Date:Sep 2013
Publisher:John Wiley & Sons, Incorporated
Book Format:Ebook
List Price:Contact Supplier contact
Book Description:

The go-to guide to acing the Series 9 Exam!

Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise a firm's sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers the full range of topics related to options regulation. All candidates must have passed the Series 7 prior to taking the Series...
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