Guide to SEC Privacy Rules Broker-Dealers, Investment Companies and Advisers |
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| Author:
| Hamilton, James
Trautmann, Ted |
| ISBN: | 978-0-8080-0733-3 |
| Publication Date: | Mar 2005 |
| Publisher: | Wolters Kluwer Legal & Regulatory U.S.
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| Book Format: | Paperback |
| List Price: | AUD $86.95 |
Book Description:
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This new title provides detailed explanation of the SEC's new privacy rules, adopted pursuant to the Gramm-Leach-Bliley Act, for brokers, dealers, investment companies, and investment advisers. A must-have reference, it incorporates SEC
This new title provides detailed explanation of the SEC's new privacy rules, adopted pursuant to the Gramm-Leach-Bliley Act, for brokers, dealers, investment companies, and investment advisers. A must-have reference, it incorporates SEC