Managing Records in Global Financial Markets Ensuring Compliance and Mitigating Risk |
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| Editor:
| Coleman, Lynn
Stone, Rod
Yeo, Geoffrey |
| Author:
| Lemieox, Victoria L. |
| ISBN: | 978-1-85604-663-3 |
| Publication Date: | Sep 2011 |
| Publisher: | Facet Publishing
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| Book Format: | Paperback |
| List Price: | AUD $163.95 |
Book Description:
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Offers strategies and frameworks to meet the record-keeping challenges to which they give rise in investment banking and other global financial services. This book is divided into four main parts which cover: regulatory and legal compliance, balancing risk and return, litigation-related issues, and record-keeping approaches.
Offers strategies and frameworks to meet the record-keeping challenges to which they give rise in investment banking and other global financial services. This book is divided into four main parts which cover: regulatory and legal compliance, balancing risk and return, litigation-related issues, and record-keeping approaches.