Wiley Series 9 Exam Review 2013 + Test Bank The General Securities Sales Supervisor Qualification Examination |
|
| Author:
| The Securities Institute of America, Inc., |
| Series title: | Wiley FINRA Ser. |
| ISBN: | 978-1-118-67111-5 |
| Publication Date: | Sep 2013 |
| Publisher: | John Wiley & Sons, Limited
|
| Book Format: | Paperback |
| List Price: | AUD $165.95 |
Book Description:
|
The go-to guide to acing the Series 9 Exam! Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise a firm’s sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs.
The go-to guide to acing the Series 9 Exam! Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise a firm’s sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs.