New York Stock Exchange Inc - Rules of the Exchange (2014) |
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| Author:
| NYSE Staff, |
| ISBN: | 978-0-8080-3969-3 |
| Publication Date: | Sep 2014 |
| Publisher: | Wolters Kluwer Tax & Accounting
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| Book Format: | Paperback |
| List Price: | USD $95.00 |
Book Description:
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This 2014 edition contains the rules of the New York Stock Exchange as of September 1, 2014.For those conducting business on or interested with the operation of the Exchange, this book contains:- Rules- Dealings and settlements- Admissions of members - Operation of Member Organizations- Communications with the public- Disciplinary rules (Legacy)- Arbitration- Option rules- Exchange stock portfolio rules- Off-hours trading facility rules- Automatic Executions- ...
More DescriptionThis 2014 edition contains the rules of the New York Stock Exchange as of September 1, 2014.For those conducting business on or interested with the operation of the Exchange, this book contains:- Rules- Dealings and settlements- Admissions of members - Operation of Member Organizations- Communications with the public- Disciplinary rules (Legacy)- Arbitration- Option rules- Exchange stock portfolio rules- Off-hours trading facility rules- Automatic Executions- Investment Company Units- Trust Issued Receipts- Gold Shares- Currency Trust Shares- Commodity Trust Shares- Trading of Debt Securities- Conduct Rules- Disciplinary Rules (Investigations and Sanctions)- Disciplinary Rules (Procedural)