Research Handbook on Securities Regulation in the United States |
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Editor:
| Markham, Jerry Gjyshi, Rigers |
Series title: | Research Handbooks in Financial Law Ser. |
ISBN: | 978-1-78254-006-9 |
Publication Date: | Jul 2014 |
Publisher: | Edward Elgar Publishing, Incorporated
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Book Format: | Hardback |
List Price: | USD $293.00 |
Book Description:
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This fascinating
Handbookprovides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statutes, and the regulators and market participants involved. In addition to a general summary of the topic, this volume provides detailed explanations of the process for registering securities, exemptions from registration, secondary...
More DescriptionThis fascinating
Handbookprovides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statutes, and the regulators and market participants involved. In addition to a general summary of the topic, this volume provides detailed explanations of the process for registering securities, exemptions from registration, secondary distributions, and the underwriting process.
Scholars and students of financial law, banking and regulatory law will find this book a useful resource, as will attorneys, compliance professionals, risk-mitigation professionals and corporate leaders.
Contributors: B. Black, L.A. Blau, R.C. Campos, P. Evans, J. Fanto, J. Gabilondo, Z.J. Gubler, T.L. Hazen, W.A. Kaal, A.B. Laby, M. Liston, J. MacLeod Heminway, M.Q. Paz