The Regulation of Money Managers The Investment Company Act and the Investment |
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| Author:
| Frankel, Tamar |
| ISBN: | 978-0-316-29190-3 |
| Publication Date: | Dec 1995 |
| Publisher: | Wolters Kluwer Legal & Regulatory U.S.
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| Imprint: | Aspen Publishers |
| Book Format: | Hardback |
| List Price: | USD $655.00 |
Book Description:
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Widely regarded as the most comprehensive and penetrating analysis of the regulation surrounding both investment advisers and investment companies, THE REGULATION OF MONEY MANAGERS provides unexcelled guidance for legal counsel in the field. it keeps you up-to-date with all significant new and proposed SEC rules, no-action letters, and interpretive releases, As well as important cases and relevant regulation from other agencies. Among the crucial topics and developments covered, you'll...
More DescriptionWidely regarded as the most comprehensive and penetrating analysis of the regulation surrounding both investment advisers and investment companies, THE REGULATION OF MONEY MANAGERS provides unexcelled guidance for legal counsel in the field. it keeps you up-to-date with all significant new and proposed SEC rules, no-action letters, and interpretive releases, As well as important cases and relevant regulation from other agencies. Among the crucial topics and developments covered, you'll find: Insider trading What constitutes 'financial advice' in the employer/employee relationship the Philanthropy Protection Act Conditions under which foreign investment companies may offer their securities in the United States Interest rate deregulation the Agreement in Principle between federal banking regulators and NASD Discount brokerage services Ownership of savings and loan associations by bank holding companies Money market funds How to avoid Federal Reserve Board jurisdiction Custody of clients' funds Stock appreciation rights If your practice involves the management of investments or investment companies, you'll find everything you need in this virtually inexhaustible resource.