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Wiley Series 63 Exam Review 2014 + Test Bank

The Uniform Securities Examination

Wiley Series 63 Exam Review 2014 + Test Bank( )
Author: Van Blarcom, Jeff
Securities Institute of America. Inc., Staff,
Series title:Wiley FINRA Ser.
ISBN:978-1-118-84452-6
Publication Date:Nov 2013
Publisher:John Wiley & Sons, Incorporated
Book Format:Ebook
List Price:Contact Supplier contact
Book Description:

The go-to guide to acing the Series 63 Exam!

Passing the Uniform Securities Agent State Law Examination (Series 63) qualifies an individual to act as a securities agent. The exam covers the principles of state securities regulation as reflected in the Uniform Securities Act and its amendments and related rules, as well as ethical practices and fiduciary obligations. Many states require an agent to pass the Series 63 exam in addition to the Series 6, 7 or 62 exams to conduct...
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