Wiley Series 65 Exam Review 2013 + Test Bank The Uniform Investment Advisor Law Examination |
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| Author:
| Van Blarcom, Jeff
The Securities Institute of America. Inc., |
| Series title: | Wiley FINRA Ser. |
| ISBN: | 978-1-118-67548-9 |
| Publication Date: | Nov 2013 |
| Publisher: | John Wiley & Sons, Incorporated
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| Book Format: | Ebook |
| List Price: | Contact Supplier contact
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Book Description:
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The Uniform Investment Advisor Law Examination (Series 65) is designed to qualify candidates as investment adviser representatives. Each book is accompanied by an online test bank with 268 questions, organized by chapter. The questions included in the book have been included in this online test bank Topics Covered:
- Ethics and legal guidelines
- Investment strategies
- Investment vehicles
- Economics and analysis
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More DescriptionThe Uniform Investment Advisor Law Examination (Series 65) is designed to qualify candidates as investment adviser representatives.
Each book is accompanied by an online test bank with 268 questions, organized by chapter. The questions included in the book have been included in this online test bank
Topics Covered:
- Ethics and legal guidelines
- Investment strategies
- Investment vehicles
- Economics and analysis
Test: 140 multiple-choice questions, 3 hours to complete the exam.
Pre-requisites: A candidate is not required to have any other professional qualifications prior to taking the Series 65 exam, but in order to conduct fee-based securities business, most states require that an agent successfully complete the Series 65, in addition to obtaining a Series 6, 7, or 62 registration.